For Brokers & Companies
Broker Verification and Listing Process
Last updated on October 19, 2024
How Brokers Get Listed and Verified on FN Pulse
We maintain strict standards for broker inclusion. This guide explains our vetting process, required documentation, and ongoing compliance expectations for brokerage partners.
Eligibility Requirements
- Active regulatory license (Tier 1 or Tier 2 preferred).
- Operational history of at least 2 years (exceptions for well-capitalized fintechs).
- Fully functioning trading platform with live accounts.
- Transparent fee schedule and legal disclosures.
Application Steps
- Submit the Broker Listing form (business email required).
- Provide corporate documentation: certificate of incorporation, regulatory license copies, proof of address.
- Grant us read-only access to demo or live platform (for testing features, spreads, execution).
- Share marketing assets (logo, platform screenshots) for profile setup.
- Schedule onboarding call with our research team.
Verification Checklist
Our analysts validate:
- Regulation status via official databases.
- Financial statements or capitalization thresholds (where available).
- Trading conditions advertised vs actual (spread/commission tests).
- Customer support responsiveness (test queries).
- Withdrawal processing times.
Post-Listing Obligations
- Notify us of major changes (platforms, fees, ownership).
- Respond to user complaints escalated through FN Pulse within 3 business days.
- Participate in quarterly review updates.
- Maintain accurate information on broker profile (we provide admin portal access).
Removal Policy
We reserve the right to delist brokers for:
- Regulatory violations or license revocation.
- Persistent unresolved user complaints.
- Misrepresentation of services.
- Failure to cooperate with periodic audits.